David Chalmers, the scientist who described the hard problem of consciousness, once told the following joke.
René Descartes walks into a restaurant and sits down for dinner.
The waiter comes over and asks if he would like an appetizer.
“No thank you,” says Descartes, “I’d just like to order dinner.”
“Would you like to hear our daily specials?” asks the waiter.
“No,” says Descartes, becoming impatient.
“Would you like a drink before dinner?” the waiter asks.
Descartes, a teetotaler, is insulted. “I think not” he says indignantly - and POOF! he disappears.
Desartes’
statement that could not be doubted finally turned out to be,
“I think, therefore I am.” Implicit in this statement is the concept that thinking implies self-awareness and self-recognition. But does it really? Self-awareness and self-recognition imply consciousness, but does thinking require consciousness?
If consciousness is species specific and genetically determined, does this mean that self-awareness is genetic? Apparently not. There is evidence that self-awareness can be learned. Asian elephants, used by humans as highly valued domesticated beasts of burden in India, demonstrate self-awareness. The wild African elephant does not. Gorillas in the wild fail the mirror test. However, gorillas that interact with humans in zoos can often pass the mirror test. Clearly self-awareness requires consciousness, but not the other way around.
The prefrontal cortex, which was once believed to be required for consciousness, evolved in mammals and is not found lower on the phylogenetic scale. Birds don’t have this more recent evolutionary brain structure thought to be the part of the brain needed for reason, complex problem solving and planning. So what about self-aware magpies, counting crows and problem-solving pigeons and parrots? If these self-aware and problem-solving species the avians are conscious, does that mean that all birds are conscious?
If so, does it mean that consciousness can evolve somewhat independent of the neurological substrate, so long as capable neurons are available? Apparently so - necessity is the mother of evolution.
Both mammals and birds can flexibly organize their behavior over time. In mammals, the mental operations generating this ability are called executive functions and are associated with the prefrontal cortex. The corresponding structure in birds is the nidopallium caudolaterale. Anatomical, neurochemical, electrophysiological and behavioral studies show these structures to be highly similar.
Humans display a range of conscious states as determined by looking at brain function. The most convenient means of determining the functional state of the human brain is the electroencephalogram or EEG. EEG measurements, coupled with observation and subject reporting, indicate four basic states of consciousness in humans. The characteristic dominant EEG waveform frequency ranges and their associated states of consciousness are:
- Beta: 13-30 Hz Awake Alert (thinking)
- Alpha: 8-13 Hz Light meditation (physically and mentally relaxed)
- Theta: 4- 8 Hz Deep meditation (reduced consciousness, dreaming)
- Delta: 0.5 – 4 Hz Sleep (deep dreamless sleep, loss of awareness, brain repair).
- Gamma waves, in the 30 – 100 Hz range, indicates heightened perception and awareness when awake and alert. Gamma waves indicate learning or problem solving activity. Theta waves also occur during the N2 and N3 sleep phases.
Transitions among these five wave forms are normally smooth over time. Short, high amplitude spikes, or intermittent spikes followed by a slower wave in the EEG, indicate abnormal brain function such as the onset of seizures or other abnormal brain states. That is, the spikes can indicate abnormal states of consciousness. There are many.
My view of all this is that, as in humans, consciousness is best defined by its function. I believe that there exists a wide range of consciousness, each evolving to confer some survival advantage, and at the same time prone to dysfunction. Depending on the definition of *thinking*, including the one used by Desartes, I would say thinking requires some form of consciousness. It is becoming clear that forms of consciousness are present further down the phylogenetic scale than previously appreciated.
"The effort to understand the universe is one of the very few things which lifts human life a little above the level of farce and gives it some of the grace of tragedy." Steven Weinberg